Client Review

This page includes questions for our annual review process. While clients are welcome to contact us at any time, the purpose of the formal annual review is to make sure that a comprehensive examination of your situation and accounts takes place. We will also discuss ways in which we can do a better job for you.


What do you value most about the services we offer?

Have you had any significant lifestyle changes over the past year?

Since our last review, have their been any changes in your personal or financial situation?

Since our last review, have any of your short- or long-term goals changed?

Since our last review, has your attitude changed regarding the stock market or your investment risk tolerance?

Do you have an understanding of the asset allocations and investment decisions we've made?

Are you pleased with the overall asset allocation and investment selections we have made for you? 

When was the last time you reviewed your will, trusts, power of attorney, health care proxy, living will, and insurance policies?

Do you have sufficient cash reserves?

Do you have any current or future charitable commitments? Please explain.

Is there anything else about your financial situation that we should know?


Thank you for taking the time to review these questions in preparation for our meeting/phone call.

We have found that fostering a relationship with the other professionals you work with provides us the opportunity to pursue your financial goals better. If you are working with another professional whom you would refer, please follow this link and provide me with his or her contact information.